The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...
Vanguard to pay $106.41M penalty for misleading investors on capital gains distributions and tax consequences in target date ...
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...
The SEC said a lack of notifications by Vanguard drove higher capital gains tax bills for many retail investors.
The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...
The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...
Arkadios Wealth Advisors lifted its stake in shares of Vanguard U.S. Momentum Factor ETF (BATS:VFMO – Free Report) by 10.5% during the fourth quarter, Holdings Channel reports. The fund owned 1,938 ...
The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...